Compliance Alignment

Methodological Framework for Aligning Business Processes and Regulatory Compliance

The ever increasing obligations of regulatory compliance are presenting a new breed of challenges for organizations across several industry sectors.  Aligning control objectives that stem from regulations and legislation, with business objectives devised for improved business performance, is a foremost challenge. The organizational as well as IT structures for the two classes of objectives are often distinct and potentially in conflict.

Canj and Company presents an overarching methodology for aligning business and control objectives. The various phases of the methodology are then used as a basis for the implementation of state of the art in compliance management. Contributions from research and academia as well as industry solutions are essential. We have adopted a Business Process Methodology (BPM) as a driver for regulatory compliance.

Our business model is as follows with regard to Compliance Alignment:

Business Process Management Inter-connectivity includes;

Methodology for compliance Management

• Design
• Execution
• Monitoring
• Validation [Design, Execution, Monitoring]

Control Directory Management

Ontological Alignment

Modeling Controls

Process Model Enrichment

Compliance Enforcement

Compliance Monitoring

 State of the Art – Governance, Risk and Compliance (GRC)

• Modeling Controls
• Process model Enrichment